A
AML Workflow

Customer Due Diligence (CDD) Summary Report

Generated by AML Workflow Platform  ·  www.kycnow.com.au

CDD-2026-00347
Reporting Entity: Meridian Advisory Group Pty Ltd
AUSTRAC Reporting Entity No: 100 123 456
Report Date: 7 May 2026  ·  09:42 AEST
Classification: CONFIDENTIAL
⚠  SAMPLE DOCUMENT — This report is generated for demonstration purposes only. All client data is fictitious. In production, this report is generated automatically upon completion of the KYC/AML verification workflow and must be reviewed and approved by a qualified compliance officer before reliance.
1. Client Identification
Client Reference Number
CLT-2026-0112
Client Type
Individual — Natural Person
Full Legal Name
[Encrypted — accessible to authorised staff only]
Date of Birth
[Encrypted — accessible to authorised staff only]
Nationality
Australian (AUS)
Tax Residency
Australia
Occupation
Accountant
Source of Funds
Employment income / Savings
Residential Address
[Encrypted — accessible to authorised staff only]
Designated Service
Real property purchase — Section 6(2)(a) AML/CTF Act 2006
2. Identity Verification (KYC — Part B AML/CTF Program)
Check Type Provider Documents Verified Method Outcome Date
Identity Verification (DVS) Document Verification Service (DVS Hub) Driver Licence — NSW Electronic — DVS Match VERIFIED 05 May 2026
Biometric Verification Datazoo / IDVerse Passport — Australian Liveness check + face match PASS 05 May 2026
Address Verification Credit bureau lookup Utility bill — within 3 months Document OCR + bureau match VERIFIED 05 May 2026

Note: DVS checks are conducted in real time against the Australian Government Document Verification Service (DVS) operated by the Department of Home Affairs. Results are logged for 7-year record retention under s106 AML/CTF Act 2006.

3. PEP, Sanctions & Adverse Media Screening
Database Type Records Searched Matches Found Result
World-Check One (Refinitiv) PEP & Adverse Media 4.2M+ profiles 0 confirmed CLEAR
OFAC SDN List Sanctions 12,000+ entries 0 CLEAR
DFAT Autonomous Sanctions Sanctions Current DFAT list 0 CLEAR
UN Consolidated Sanctions Sanctions Current UN list 0 CLEAR
EU Consolidated Sanctions Sanctions Current EU list 0 CLEAR
Adverse Media (AI-assisted) Adverse Media Global news sources 0 relevant CLEAR

Screening conducted at time of onboarding. Ongoing monitoring configured at weekly frequency per client risk classification. Screening complies with AUSTRAC's AML/CTF Rule 2007 Chapter 4 (PEP procedures) and Chapter 5 (sanctions obligations).

4. ML/TF Risk Assessment
12

Overall Risk Classification: LOW RISK   Score: 12 / 100  ·  Threshold: Low <30 / Medium 30–69 / High 70+

Risk Factors Assessed:

Nationality / Jurisdiction: Australian national, low-risk jurisdiction (FATF member)
Occupation: Accountant — standard-risk profession (no elevated risk indicators)
Transaction type: Residential property purchase — standard designated service
Transaction value: AUD $1,200,000 — below EDD threshold of $3,000,000
PEP / Sanctions status: No matches found — no elevated risk
Source of funds: Employment income / savings — verified, consistent with profile
Beneficial ownership: Individual — no complex structure identified

Risk assessment conducted in accordance with Part A of the organisation's AML/CTF Program. No Enhanced Due Diligence (EDD) required at this time. Risk score is automatically recalculated on material changes to client profile or transaction activity.

5. Associated Listing / Transaction
Listing Reference
L-2026-0002
Property Address
47 Harbour View Drive, Sydney NSW 2000
Transaction Value
AUD $1,200,000
Party Role
Buyer
Listing Type
Residential Property Sale/Purchase
Settlement Date (Estimated)
30 June 2026
6. Compliance Officer Review & Approval
Reviewed By
Sarah Wilson, AMLCO
[ Digital Signature ]
Review Decision
APPROVED
Approval Date
7 May 2026, 09:42 AEST
Reviewer Notes
Low-risk profile. All identity documents verified via DVS. PEP/sanctions screens clear. Standard CDD sufficient. Approved for onboarding.

This approval satisfies the reporting entity's obligations under ss.32–36 of the AML/CTF Act 2006 (Verification of customer identity) and Part B of the AML/CTF Program. The approving officer has reviewed all verification results, risk factors and supporting documentation.

7. Audit Trail (SHA-256 Hash Chain)
05 May 2026 14:21 AEST
Client profile created by user USR-001 (Admin)
Hash: a3f9c2e1...d847b5f0  ·  Prev: genesis
05 May 2026 14:23 AEST
Identity documents uploaded (3 files) — doc.upload by USR-001
Hash: 7e4d1b9a...c3128e6d  ·  Prev: a3f9c2e1
05 May 2026 14:25 AEST
DVS identity verification run — result: VERIFIED (verification.run)
Hash: 2b6f8c4e...91a3d570  ·  Prev: 7e4d1b9a
05 May 2026 14:26 AEST
PEP & Sanctions screening run — 0 matches found (verification.run)
Hash: f5c91e72...44b8a201  ·  Prev: 2b6f8c4e
05 May 2026 14:28 AEST
Risk assessment completed — score: 12 (LOW) (risk_assessment.complete)
Hash: c84a2d5f...b71e9c30  ·  Prev: f5c91e72
07 May 2026 09:42 AEST
CDD approved by USR-001 (Sarah Wilson, AMLCO) — (verification.approve)
Hash: 09d3e7b4...225fa81c  ·  Prev: c84a2d5f

Audit log is tamper-evident via SHA-256 hash chain. All entries are immutable and retained for the mandatory 7-year period under s106 AML/CTF Act 2006. Log IDs reference internal user UUIDs only — no PII is stored in the audit log.

8. Record Retention & Regulatory Notice

This CDD record must be retained for a minimum of 7 years from the date of the last transaction or the end of the business relationship, whichever is later, in accordance with s106 of the Anti-Money Laundering and Counter-Terrorism Financing Act 2006 and AML/CTF Rule 2007 Chapter 16. Records must be stored in a manner that enables retrieval within a reasonable time and production to AUSTRAC or law enforcement upon request. This report does not constitute a Suspicious Matter Report (SMR) — a separate SMR obligation arises where there are reasonable grounds to suspect the customer or transaction is linked to ML/TF activity.